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TEACHABLE MOMENTS: Rick, right,
has regularly taken Stanford students to the ruins
since his excavation began in 1995.
John A. Kembel |
the face staring back
at the team of Stanford archaeologists was ghastly and
wonderful. It bore fangs, a serpent tongue and an exaggerated
smile with a hint of malevolence. A rectangle of granite
carved some 2,500 years ago, it had been excavated after
weeks of effort by the Stanford team, who now planned
to remove it for study and safekeeping.
But first, seven Peruvian workmen wanted to pay homage.
With an appropriate flourish, one of the workers produced
a bottle of rum and sprinkled droplets into the dirt.
Another pulled out a pack of Nacional cigarettes, tore
open a few and spread the tobacco on the ground. Green
coca leaves were distributed to the cluster of men gathered
around the stone slab.
As the workers wrapped the 500-pound artifact in a
burlap bag, a 54-year-old man in a floppy hat, red flannel
shirt, dirty blue jeans and scuffed tennis shoes joined
the ceremony. Stanford associate professor of anthropological
sciences John Rick began to blow on a replica of a Strombus
trumpet, a traditional instrument fashioned from a conch
shell like one Rick’s dig team had excavated earlier.
The workers grunted as they lugged the stone away, accompanied
by the eerie moan of Rick’s trumpet.

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TUNNEL VISION: Sylvia and John
Kembel (top) helped design the surveying tool
to measure the ruins and made it small enough
to fit in Chavín's narrow spaces (bottom).
Courtesy John Rick (top),
Carlos David Rodriguez (bottom) |
Were the gods pacified? “I like to cover all
of my bases,” Rick explained, as the men disappeared
behind a hill in the distance. “I’m not
much of a believer, but on the other hand, maybe playing
the Strombus will do some good.” He paused and
spit out his wad of coca leaves. “You can’t
be immune to this,” he said, sweeping his arms
as if to embrace the setting.
He was standing on a sacred site in a remote mountain
valley in the Andes, where priests with seemingly magical
powers presided long before the births of Christ or
Confucius. Located at 10,500 feet, Chavín de
Huántar lies about 250 kilometers north of Lima.
Discovered in the late 1800s and mostly buried again
by a mudslide in 1945, it is a temple complex built
by one of the oldest known civilizations in South America,
the Chavín. Rick has been coming here since 1995
to uncover its mysteries. He often brings along Stanford
undergraduate and graduate students, including 15 last
summer.
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TRUMPET CALL: The team's finds
include a Strombus trumpet.
Courtesy John Rick |
They have discovered burial platforms and ceremonial
plazas and expanded the excavation of an intriguing
maze of underground galleries. Their analysis has helped
solidify understanding of Chavín de Huántar’s
role as a cultural and religious center of influence
that predates the Incas by more than two millenia. This
site is at least 2,500 years older than Peru’s
most famous archaeological wonder, Machu Picchu, built
by the Incas in the 1400s. Some archaeologists compare
Chavín to Sumer in Mesopotamia because of its
profound influence on later civilizations. Indeed, says
Rick, the Chavín were instrumental in the development
of complex societies in South America.
THE VILLAGE with which the Chavín site shares
its name is home to about 1,000 people, mostly farmers.
A single paved street runs through the middle. Horses
and donkeys are frequently tethered on the main drag,
and pigs shuffle about on the dirt side streets.
The town abuts the site of the ruins, which attract
slow but steady tourist traffic. Middle-aged women and
young girls sell soft drinks and snacks outside the
main gate. Admission is 10 soles, or about $3.
A short walk over a small hill brings you within sight
of the ruins—though there isn’t a lot to
see at first glance. In the distance is the grassy Square
Plaza. Closer to the entrance are the seven massive
mounds that have been found at Chavín, including
old and newer temple arrangements built over a span
of 500 to 1,000 years. Impressive, crumbling walls are
visible, along with what’s left of a staircase
that led up to what was originally a four-story-high
structure. Beneath the temples lies a labyrinth of dim,
narrow and exotically named passageways—Gallery
of the Madman, Gallery of the Bats, Gallery of the Offerings.
When Rick began working at Chavín 10 years ago,
much was unknown about the site. Mapping and dating
Chavín’s various structures had proven
challenging because later inhabitants had built on top
of the original Chavín architecture, often using
similar materials. Previous researchers had used tape
measures and rulers to determine the size and shape
of the buildings and underground galleries, but the
results were incomplete and speculative. Silvia Kembel,
one of Rick’s archaeology graduate students, had
identified “construction seams” within individual
galleries—points where newer stones had been placed
next to older ones. But she and Rick had no way to relate
the seams inside the galleries with evidence from the
exterior, which was necessary to comprehend the site’s
expansion over time. Were galleries parallel? Were some
built above others? Were they built in a sequence that
would explain what went on at Chavín?


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GROUND ZERO: The Circular Plaza
prior to excavation (top) and after (bottom).
Rick's team discovered a gallery beneath the plaza
on the final day of the dig last summer.
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Rick had a good team to answer those questions. He
had worked in Peru for years, and Kembel, now a professor
at the University of Pittsburgh whose work is funded
in part by the National Geographic Society, was writing
her doctoral dissertation on Chavín. Silvia’s
husband, John Kembel, was a mechanical engineering student
at Stanford working toward a master’s degree in
product design. The three of them designed a surveying
tool small enough and versatile enough to work in the
cramped underground spaces at Chavín, some so
narrow they had to crawl into them. They pieced together
a prototype using Legos, and had the final product made
at a Palo Alto machine shop. Their device served as
a theodolite—a surveyor’s telescope that
acts as the “ruler” to measure distances.
Their instrument used visible light lasers to point
to and measure the positions of walls and galleries.
It was the first time anyone had combined laser/theodolite
technology to map the interior of an archaeological
treasure.
In 1995, 1996 and again in 1998, Rick and the Kembels
spent hundreds of hours methodically and painstakingly
measuring every inch of Chavín. John Kembel,
’94, MS ’97, analyzed the data on a high-powered
computer, and Rick and Silvia Kembel, ’94, MA
’95, PhD ’01, spent three years building
a computer model that plotted the coordinates of each
wall and tunnel of the site. When completed, they had
a 3-D computer map of Chavín that allowed archaeologists
for the first time to get a full appreciation of its
layout. The computer map allows Rick to conduct virtual
fieldwork from his campus office in Building 360, an
unheard-of luxury in the field of archaeology. With
a few clicks of the mouse, he can arrange and rearrange
Chavín’s structures for clues about how
they were used.
The research has yielded important findings. Earlier
archaeologists had pegged Chavín’s beginnings
between 800 B.C. and 200 B.C. Thanks also to radiocarbon
dating conducted at Chavín, Rick’s team
determined that construction at the site actually ended
shortly after 800 B.C. They now believe it was built
over several hundred years in 15 stages, beginning in
1,200 B.C. or earlier.
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BORN TO ROCK: Expert
stonemasons, the Chavín built a temple
complex, as shown in a computer rendering.
Courtesy John Rick |
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The subterranean hallways hold the key to understanding
what happened at Chavín, says Rick. “The
galleries are a fascinating mystery—complex and
costly construction with no obvious function,”
he says. But they are beginning to give up their secrets.
Excavations have yielded massive offerings in some of
the chambers, and ceremonial objects like the Strombus
trumpets in others. The Lanzon, a five-meter monolith
of white granite depicting the Chavín god—a
feline head with a human body—sits at the crossing
of passages in one gallery system. “The Lanzon
was certainly an object of worship, and perhaps even
an oracle that spoke with the help of priests,”
Rick says.
Just as revealing are the presence of shined coal “mirrors”
commonly found in the excavations and the positioning
of drainage canals that maximized the auditory impact
of rushing water. Taken together, the evidence convinces
Rick that Chavín de Huántar was designed
for an evangelical purpose: to convert the uninitiated.
During a mind-blowing ritual in which sights and sounds
were manipulated to powerful effect, the priests at
Chavín were giving religious ceremony—and
themselves—a position of influence. The significance
of this goes beyond worship. Rick says it suggests a
new model of human organization.
IMAGINE A SOCIETY in which there was no governing force
over a village or settlement—no hierarchical management,
no division of labor, and no assumption of privilege
or power. That was what existed among Andean people—and
much of the rest of the world—before Chavín
de Huántar was built, Rick says. “We just
assume because of the way our world works that leadership
and authority are built into society. [Most of] the
archaeological record shows no haves or have-nots.
“Chavín is a monument to the idea that
certain people have greater access to power than others,”
he adds. “If you want to create the idea of authority
you have to develop the belief that people who are similar
in appearance and ability are actually different. This
requires convincing. You’re altering the basic
idea of human organization. You have to create a different
world.”
To do that, the priest-elite at Chavín engineered
an underground marvel. Using the maze of passageways
as a disorienting venue, they constructed elaborate
systems to manipulate light and sound, and introduced
this to novitiates they hoped to impress. Would-be followers
from the surrounding area would have come to Chavín
on a pilgrimage, “paying” in materials or
labor. The ritual would have begun, most likely, by
ingesting a hallucinogenic powder or a liquid extracted
from the San Pedro cactus. As the Chavín subjects
walked through the dark, cramped halls, the sound of
Strombus trumpets echoed around them from some unseen
source. Water roared through canals beneath their feet
(or, strangely, overhead), producing a heavy percussion
amplified by the drugs. Mirrors placed in ventilation
ducts to reflect the sun poured brilliant shafts of
light into the subterranean hallways, only to be “turned
off,” thrusting the occupant into blackness as
dark as obsidian. By the time the subjects emerged from
the chambers, staggering and stunned, their perspective
had been altered forever. The unmistakable impression:
somebody powerful was in charge.
“The summed evidence of sensory manipulation could
hardly be coincidence,” Rick says. “The
priest-elite of Chavín seem to have been creating
a new sensory environment in which belief in the normal
world is suspended, and assertions of otherworldliness,
especially of these religious authorities, would have
been made credible.”


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CALL TO WORSHIP: Chavín
was a pilgrimage site. Its underground chambers
housed rituals designed to win converts and strengthen
priests' influence.
Courtesy John Rick |
The priests would have been held in awe, Rick notes,
and their powers emulated to the degree possible. “The
best way to be like them would have been to join the
cult, and learn their secrets.”
It’s the beginning of a society predicated on
authority—in essence, a ruling class, says Rick.
And an important precursor to what came later: the Incan
empire.
LAST SUMMER, Rick spent most of his time excavating
the Circular Plaza, which seems to have served a yet-to-be-understood
ceremonial role. One day he was gazing at a knee-high
hole encircled by rocks. “If this is a tomb, it
will be the first we’ve found in the Circular
Plaza,” he told Rainer Castillo, a Stanford sophomore
working the site. Rick bent over, pulled out a trowel
and scraped away some dirt.
“Tombs are beautiful time capsules,” he
said, straightening up. “The bodies are rarely
put in alone. [The other objects in the grave] give
insight into what other people thought about that person.”
But “a tomb can lie through its teeth,”
he noted. If you want the truth about how people lived,
look at what they threw away. “A lot of what we
dig is garbage. With garbage, you get a lack of intention.
It tells us a true tale of the way people lived; their
economy, their diet.”
Castillo was inspired to come to Peru after hearing
Rick lecture on Chavín at Stanford. “I
wanted to be part of the action,” he recalls,
but then he discovered working on hands and knees could
be monotonous. Until that day, that is. He had uncovered
a large stone tablet in the Circular Plaza that Rick
said might have special significance. “I found
a lot of pottery,” Castillo says, “but you
get numb to that after a while.” He points to
the stone tablet proudly. “I hadn’t found
anything like this.”
Few of the students Rick brings along have any experience
in archaeology. Rick says he chooses them based on their
ability to speak Spanish, and their interest in ancient
civilizations and in Peru in particular. Outdoor travel
experience is a plus. “If I have three out of
those four qualities in any student, I know they’ll
survive and benefit from the experience,” he says.
When the students arrive, Rick gives them trowels and
sets them to work. He and several graduate students
supervise. The students don’t work with picks
and shovels, so any mistakes they make can be easily
reversed.
Rick oversees the project with a gentle touch, befitting
his days as an often-barefoot student at UC-Santa Cruz
in the late 1960s. One summer morning in Peru he learned
that one of his students failed to show up for work,
complaining of illness. “He drank too much last
night,” a fellow student reported.
The news visibly distressed Rick. “I’ve
never had that before,” he said. “You can’t
have that and run a successful excavation. But I think
we can work this out. It’s not going to continue
this way.”
That evening, during his daily post-dinner roundup,
he expressed his disappointment without naming the offending
student. “I’d like to avoid things that
keep people from going to work,” he told the team.
“Keep in mind that Stanford is paying your way.
You’re the only undergrads working on an archaeological
site in Peru who are not paying the bill to do so. That’s
a pretty exceptional experience.” (Student expenses
are subsidized through Undergraduate Research Programs.)
He ended on a lighter note. “How is everybody
doing? What can I do to improve your experience?”
“People work hard for him because they don’t
want to disappoint him,” Amanda Marusich, a senior
from Eugene, Ore., says of Rick. “I regard him
as a leader and a friend.”
The next day, Rick was crouched in a 600-foot subterranean
drainage canal that several students were excavating.
“I got hit in the back by a bat,” he said
after emerging. Bat encounters are common in the underground
ruins, and Rick figures he needs at least one a season
to show students he’s willing to endure the same
hardships they do. “I didn’t get hit in
the face or hair so it doesn’t really count,”
he says. “I did get photos of bats threatening
me with their mouths open.”
"Tombs
are beautiful time capsules."
- John Rick |
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Rick’s ties to Peru date to early childhood.
His father, a UC-Davis agriculture professor who specialized
in wild tomatoes, took his family to Peru in 1956 when
John was 6 years old. The boy was enchanted with the
ruins he saw throughout the country. The first word
he learned in Spanish was ruinas.
One day they were collecting tomatoes north of Lima,
along the coast, when his mother spotted a piece of
cloth partially buried in the sand. She knelt and brushed
away more sand. Then she and her young son gasped. They
had uncovered the face of a 1,500-year-old mummified
Peruvian woman. “That was the moment,” Rick
remembers. “I gazed into the face of that ancient
human, and I wanted to know everything about that person.
That was the past becoming real to me.”
This story has an unexpected sequel. In 1973, when he
was a graduate student at the University of Michigan,
Rick had completed his first season working in the highlands
of Peru when he drove north from Lima in search of ruins.
Following a whim, he turned off the highway, drove into
a small valley and stopped at an adobe compound with
a looted hillside cemetery. When he returned home, he
showed photographs of the site to his parents. “That’s
the Culebras Cemetery!” his father said. Rick
had returned to the site he had visited at age 6. “It
was one of hundreds of thousands of sites in Peru, but
it was almost as if I had homed in on it.”
Rick married a Peruvian archaeologist—his wife,
Rosa, has been a lecturer at Stanford—and began
spending his summers excavating an ancient hunter-gatherer
society 13,000 feet above sea level in central Peru.
He might have spent his entire career studying the site
but for a terrifying night in 1987 when Shining Path
guerrillas visited the compound where he and eight Stanford
graduate students were staying. He told the guerrilla
leader that they were Canadian, and he expressed some
sympathy for the rebels’ aims. The ruse probably
saved their lives. Later that night, a local Peruvian
leader was shot dead steps from Rick’s door. At
sunrise, Rick and the students filled in the excavation
and hightailed it out of the mountains, never to return.
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BORN TO ROCK: Expert stone-masons,
the Chavín created elaborate carved idols
like this Lanzon.
Photo Credit |
In 1994, with the Shining Path defeated, a Peruvian
archaeologist friend invited Rick to spend a week at
Chavín de Huántar. Rick had visited only
once, in 1976. “He said there was no reliable
map of the site,” Rick recalls. “I asked
if it would be a good idea to map Chavín, and
he said yes. That started the project.”
Rick feels a sense of urgency. Some of the evidence
that could yield additional clues to Chavín may
never be found because of reckless construction that
damages ancient sites. The Peruvian agency that oversees
Chavín gets high marks for protecting the site
and the artifacts found there, says Rick, but local
leaders often pay little heed. In 2001, across a small
river from the Chavín ruins, a government-contracted
road-building crew tore out most of a tomb with a backhoe.
“Human bones were popping out,” says John
Wolf, PhD ’05, Rick’s chief assistant. “It
makes you sick to your stomach.”
Rick is as enthusiastic now as he was when he first
began delving into Peru’s ancient past. On the
final day of the excavation at the site last August,
two workers crawled underneath the Circular Plaza in
search of a drainage canal. They found a gallery unseen
by humans for 2,000 years. It was all Rick could do
to keep from dropping his travel plans and burrowing
in there to have a look. “It’s a rule of
archaeology,” he says, and sighs. “Discoveries
on the last day.”
Come summer, he’ll be back to learn its secrets.
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